Our most comprehensive package, designed for organisations requiring extensive regulatory oversight and strategic guidance.  

Providing significant hands-on support to implement and maintain effective compliance across the business. 

Including: 

  • AML & SG detailed policy & procedure review 

  • High level ‘other’ compliance policy review 

  • AML risk assessment & annual MLRO report review 

  • 10 customer reviews 

  • 2-3 detailed customer chat/phone interactions reviewed 

  • Complaints handling review

  • Marketing materials dip sampling

  • Compliance team KPIs/reporting 

  • Compliance training review 

  • Risk model/algorithm review 

  • Website review 

  • Compliance customer journey testing (for remote) 

  • Compliance committee minutes review

  • One venue visit (for non-remote) 

  • 5 PML interviews 

  • Full formal report, customer review sessions recordings, plus follow up discussion meeting

Gold Package

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